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" When the SEC needs to be deterring corporate wrongdoing, the 'penalty pilot' program sends the wrong message. "
Mary Schapiro
Wrong
Corporate
Message
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" The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of urgency. But it takes a long time to write rules and get them approved by a five-member commission. "
Mary Schapiro
Think
Urgency
Long
" In my case, there's no revolving door... I won't be going back to government. "
Mary Schapiro
Case
Door
Going
" I don't feel any pressure at all to go along with anybody. I feel pressure to do the right thing for U.S. markets and U.S. investors. "
Mary Schapiro
Do The Right Thing
Pressure
Go
" I came in with the intention of serving as long as it made sense for me to do so. The election was a natural moment to think about whether I wanted to stay longer, and I'm thrilled to turn the reins over to my longtime colleague Elisse Walter. "
Mary Schapiro
Turn
Election
Long
" Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point where investors are not confident that there are appropriate protections, investors will lose confidence in our markets, and capital formation will ultimately be made more difficult and expensive. "
Mary Schapiro
Know
Opportunities
Balance
" Every morning when I pick up the newspaper and read about an earthquake in Japan or problems in European financial institutions, the first question I ask our staff is 'What is money-market-fund exposure?' "
Mary Schapiro
Problems
Newspaper
Financial
" I work on weekends, but from home. "
Mary Schapiro
Weekends
Work
Home
" We have new rules that give shareholders the ability to vote on executive compensation. We have new rules for asset-backed securities. We have new rules around credit rating agencies. "
Mary Schapiro
Give
New
Ability
" The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get information out as broadly as possible as quickly as possible. "
Mary Schapiro
Information
Value
Social Media
" There are no absolutes in this world, and there will always be mistakes that are made within brokerage firms; there will always be people who set out to deceive the regulators and even deceive their own senior management. "
Mary Schapiro
Own
Mistakes
Management
" It has been an incredibly rewarding experience to work with so many dedicated SEC staff who strive every day to protect investors and ensure our markets operate with integrity. "
Mary Schapiro
Work
Strive
Integrity